321.2 Geotechnical Guidelines

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Additional Resources
Design Skin Friction and End-bearing of Drilled Shafts in Shale, I-64 Project
Field Guide
Fill Slope Guide
Geophysical Methods FHWA 1998
Modified State Plane
MoDOT Field Log Protocol
P-Y Curve Criteria
Seismic Procedure
Soil and Rock Properties, FHWA 2002
Soil Profile Type
Split Spoon Test in Shale
Subsurface Investigation Manual FHWA 1997
Towers

Contents

321.2.1 Overview of MoDOT Practice

321.2.1.1 Geotechnical Organization of MoDOT

Geotechnical functions in MoDOT are performed by personnel assigned to the Materials Engineering Unit, both in the district and at Central Office in Jefferson City. Each of the districts has a District Geologist or District Soils and Geology Technologist who reports to the District Operations Engineer. At the division/unit level, these functions are administered through the Geotechnical Section.

The district geologist's most important job is the performance and reporting of the soil survey. Basic functions of the soil survey include typing soil and rock materials and determining their limits and engineering characteristics. Other important responsibilities are obtaining preliminary bridge foundation information and identification of potential foundation problems which should be investigated in more detail by division/unit level personnel assigned to the Geotechnical Section. These are referred to as, for lack of a better term, "Special Investigations."

The Geotechnical Section has a specialized soil laboratory with technicians and equipment for performing consolidation tests, various forms of shear tests, and other specialized soil tests. Professional level employees with academic backgrounds in Geology and Civil or Geological Engineering concentrate on one or more specialties. A drilling subsection assigns equipment and personnel statewide as needed by either district or Central Office staff. The section does all final foundation investigations for structure layouts prepared by the Bridge Unit's Preliminary Engineering Section and all of the settlement and stability investigations referred to it by the districts. Other duties include slide investigations, work on subgrade and base stabilization, geophysical explorations, research activities and "other duties as assigned."

The drilling section employs its own staff of field drilling personnel and drilling support equipment.

Drilling equipment includes Mobile B-31 combination power augers and pavement drills, a pavement drill, Failing 1500 core drills, a CME 850 all-terrain unit, CME 45 truck mounted unit for environmental investigations, and track mounted Simco Versa Drills. A portable barge is available to support one of the smaller drills for use on small lakes and streams.

321.2.1.2 Types of Reports

1. The soil survey report touches on foundations by pointing out possible foundation problems. It also contains basic slope recommendations which affect bridge length, soil types and properties for pavement design, depths to rock and type of rock for determining cut quantities, and cut slope recommendations for soil and rock.

2. The preliminary bridge foundation report, which is submitted by the district as an adjunct to the soil survey report, is usually furnished to the Bridge Unit for their guidance in preparing preliminary bridge layouts and to the Materials Engineering Unit for guidance in conducting a more detailed foundation investigation. (Preliminary borings for such reports may be omitted where access problems are especially difficult.)

3. The final foundation investigation report for structures starts with a formal request from either the Bridge Unit or District following procedures in FS-25 of the Materials Manual. The Bridge Unit or District provides a preliminary layout and a suggested boring plan. This boring plan typically will call for a core and/or standard penetration boring at every other bent with auger borings at the remaining column locations. By prior agreement, it is understood that this suggested boring plan is only a guide which will be modified as deemed necessary. The Geotechnical Section only rarely makes recommendations for specific foundation types. The basic aim is to furnish the Bridge Unit or District with the information needed to develop designs for those foundation types practical for a particular site. Rules of thumb as to what is practical have been developed jointly by the Geotechnical Section and the Bridge Unit. These are discussed elsewhere in this document.

321.2.1.3 "Special Investigations"

So-called "special investigations" usually pertain to embankment settlement and slope stability problems. Normally the district identifies potential problems during the soil survey and requests the Geotechnical Section to investigate. In some cases, the problem may not be identified until the final foundation investigation is made for the structure. This is late in the game from a design standpoint, but much better than finding it under contract.

The recommendations made as a result of these investigations may influence structures in various ways; bridge length may be affected, end fill slopes and culvert camber, etc. The most common effect is on construction sequence and rate of construction. Piles should not be driven in an embankment until it has stopped settling and until excess foundation pore pressures have dissipated.

For embankments, i.e., roadway items, very specific recommendations are made as to remedial courses of action rather than saying here is the problem and leaving it to the designer to figure out a solution. However, more than one solution may be technically feasible and it should be realized that other considerations, such as economics, may dictate which solution is actually chosen. Face-to-face meetings with the concerned designers before a report is issued are important to permit mutual exploration of the problem and the ramifications of possible solutions.

321.2.2 Policy Sources

From the early 1950s
From the early 1950s

Construction and Materials

1. Preliminary Geotechnical Report, EPG 320.1 Preliminary Geotechnical Report

2. Release of Subsurface Information, EPG 320.2 Release of Subsurface Information

3. Drilling Operations, EPG 320.3 Drilling Operations

4. Procedure for Final Sounding, EPG 320.4 Procedure for Final Sounding

5. Foundation Investigations, EPG 320.5 Foundation Investigations

6. Slide Investigation, EPG 320.6 Slide Investigations

7. Quarantine Regulations, EPG 320.7 Quarantine Regulations

8. Soil Survey Lab, EPG 320.1.5 Laboratory Testing

9. Soils and Geology Laboratory Testing, EPG 320.1.6 Geotechnical Laboratory Testing

10. Quarantine Regulations, EPG 320.7.3 Laboratory Procedure

Traffic Control

1. FHWA - Manual on Uniform Traffic Control Devices

2. EPG 616.23 Traffic Control for Field Operations

Safety

1. MHTD - Handbook of Safety Rules and Regulations ???

321.2.3 Performing Foundation Investigations For Structures

321.2.3.1 Objectives

1. Develop subsurface information adequate to permit design of any technical and economical type of structure foundation for the site under investigation.

2. Develop subsurface information adequate to evaluate stability and deformation potential of embankments and proposed slope templates in the structure area, including walls and channel slopes, if not already addressed by prior investigations.

3. Develop subsurface information adequate to evaluate need for special erosion protection measures necessary to protect the proposed construction.

321.2.3.2 Resources

1. Preliminary Bridge Report

2. Soil Survey Report

3. Foundation Investigation Reports for Old or Adjacent Structures

4. As-Built Plans for Old or Adjacent Structures

5. Special Foundation Investigation Reports

6. Geologic and Topographic Maps

7. Air Photos

321.2.3.3 General Procedures

The first step after receipt of a request from the Bridge Unit or district is a file search for soil survey reports, preliminary bridge reports, and foundation reports for adjacent structures. A packet of information, which includes plans, correspondence, and prior reports is assembled for field use. Next, the district is consulted for advice as to field conditions, problems with utilities, crops, landowners, etc. If site access conditions are especially bad, someone from the Geotechnical Section may visit the site to determine what equipment may be needed and how the site can be reached. As noted previously, either the Bridge Unit or the district's boring plan may be modified as appropriate given site conditions and constraints. Some of the considerations here include:

1. General knowledge of conditions in the physiographic or geologic area where the work is to be done. This strongly influences the kind of investigation which should be performed and how detailed it should be. For example, in the Springfield area, residual clay over heavily pinnacled rock is likely and the most important thing is to map the rock surface irregularities with a lot of auger borings to rock so that point bearing pile lengths can be determined. In the bootheel area, auger borings are virtually worthless and standard penetration test borings for design of friction piles are most important.
2. Site access conditions are a very practical consideration. It may just not be feasible to drill a hole in the middle of an urban interstate highway and it may be extremely difficult and/or expensive to drill one in the middle of a river. That is where judgments must be made about how necessary that particular boring is: can conditions be reasonably extrapolated from offset borings, would geophysical methods work as well, etc.? In many cases, the borings can be omitted with little risk. In other situations, considerable expense and trouble may be justified to get on location. This may involve a different type of equipment, hiring a bulldozer, mobilizing the portable barge, or temporarily blocking a lane of roadway. The most extreme access problems involve major river or lake crossings where barges, tugs, and support services must be provided by contract.
3. The third consideration involves foundation conditions actually encountered as the investigation progresses. This is a principal reason why all MoDOT foundation investigations are supervised in the field by trained personnel. If conditions encountered are different than anticipated, it is expected that the scope of the investigation will be adjusted as necessary to fit actual conditions.
4. As previously noted, the Geotechnical Section rarely makes recommendations for specific foundation types. The basic aim is to furnish the Bridge Unit with the information needed to develop designs for foundation types practical for a particular site. Several rules of thumb are helpful in deciding what is practical. For example:
a. Spread footings
Spread footings for bridges will not be considered unless foundation material has an unconfined compressive strength of 3 tsf or more, and such material is within a fairly shallow depth. If firm material is 10 feet or more below final grade line, then piles will be used.
b. Deep Foundations
MoDOT guidelines used to estimate how far to carry standard penetration tests for design of friction piles are 30 continuous feet of bearing strata with an N60 value of 20 or greater. It is normal practice to drill half again as deep, or at least 100 ft. in any case, to check depth to rock for a point-bearing option. Point bearing is usually a feasible option almost everywhere in the state except in the southeast lowlands or "bootheel" area where sands extend to depths of several thousand feet. Even here, however, a careful check must be made for the possible presence of soft clay layers within and just below the range of probable friction pile penetration.
c. Culverts with Floor Slab Omitted
Large box culverts may be built more economically if a floor slab can be omitted. The Bridge Unit feels this is generally feasible if rock is within five feet of flowline. So, where rock may be shallow, an attempt is made to drill auger holes every 25 ft. or so along each proposed wall. An attempt is made to judge the durability of the rock based on inspection of exposures and cores and knowledge of past performance of particular formations. The rock should have an RQD equal to or greater than 75 and should not be thin bedded. If rock is deeper, only a few auger borings to verify this fact may be sufficient.
d. Culverts with Compressible Foundations
Culverts, if built over compressible foundations, may require special investigations based on undisturbed sampling to determine need for camber to compensate for settlement and to assess the danger of joints opening due to spreading caused by settlement. In some areas of the state where this is a particular problem, structural collars are sometimes recommended around joints to control spreading and faulting and piping of silty soils into opened joints.
e. Retaining Structures
For retaining structures, information is obtained for determination of allowable footing bearing pressures and angles of internal friction of the materials to be retained and the foundation material. The latter is done by correlation to Plasticity Index (PI) for walls of low height (using the average correlation less one standard deviation), Appendix F, and by drained shear testing for higher and more critical structures. In some cases, it may be necessary to obtain undisturbed samples for testing in order to evaluate overall stability of the slope of which the wall will be a component. By agreement with the Bridge Unit, evaluation of global or overall stability is a Geotechnical Section responsibility. If inadequate global stability is likely, possible solutions are evaluated - such as lowering the base of the wall, increasing the width to height ratio and excavation and replacement with rock fill, etc.
f. Spill and Channel Slopes
The Geotechnical Section attempts to furnish overall guidance on prudent slope selection. This was done first by development of criteria, based on soil type and geologic origin, which is used by the district geologist in making project slope recommendations. Secondly, a review is made, often by specific request of the Bridge Unit, of the adequacy of embankment stability in the vicinity of the bridge ends, particularly at stream crossings. Geotechnical recommendations may affect bridge length, the fill end slopes, and erosion control measures for the channel banks. Often, for example, evidence will be found of channel bank failures which reflect a need for bank stabilization or bridge lengthening.
g. Special Investigations
These investigations were discussed in Section I where it was noted that, while normally initiated by the district as part of the soil survey, a problem may not be identified until final bridge soundings are being done. Undisturbed foundation sampling is done or supervised by a geologist, engineer, or senior technician. Large diameter samples are strongly preferred, often of 5 in. diameter, although 3 in. diameter samples are also commonly taken. In very soft soils, piston samplers are used in lieu of the normal Shelby tubes. Continuous undisturbed sampling is preferred, with frequent use of a 5 in. sampler, then a 3 in. sampler, followed by pushing a split spoon for inspection before cleaning the hole and restarting the cycle. MoDOT practice differs from that of many agencies in that soil samples are routinely extruded in the field. This permits thorough inspection and logging, obtaining field moisture and Atterberg Limits Classification samples, and preliminary field testing with the Torvane and Pocket Penetrometer. Most important, it permits the technical supervisor to develop a good feel for the problem as the investigation progresses. Samples are selected and designated at this time for certain types of testing, wrapped in foil, and sealed in wax in cartons for transport back to the lab.
Direct Shear Testing
Direct Shear Testing
For a typical problem involving an embankment settlement and stability problem, the lab testing program will include moisture contents, Atterberg limits, consolidation tests, unconfined compression, and drained, direct shear tests, all supplemented by Torvane and Pocket Penetrometer tests. Stability analyses are performed using a computer program, either circle analysis (Bishop), block and wedge (Spenser), or both as may be most appropriate for particular circumstances. Total strengths are used to assess the initial or rapid construction case. Effective stress analyses are used to assess fully consolidated conditions as well as intermediate degrees of consolidation. This data can be interpreted to assess the need for controls on rate of construction.
Amount of settlement estimates have been found to be fairly accurate. Actual rates of settlement are usually, but not always faster, than predicted. If a predicted time of settlement appears critical, office calculations are checked by doing field permeability tests and back figuring coefficients of consolidation. Usually, field perms will indicate much faster drainage, but sometimes agree very well with predictions based on laboratory tests. Before using vertical sand drains or any very expensive solution, field permeability testing should be done.

321.3.3.4 Division of Responsibility

1. The Bridge Unit or district prepares a sounding layout with a suggested boring plan.

2. It is the geotech's responsibility to adjust or modify that plan as necessary to accomplish the objectives previously outlined, based upon the site conditions and practical access problems which may be encountered.

3. The geotech should identify and investigate any geotechnical problems which may preclude or adversely affect the proposed design and be prepared to offer recommendations for alternative designs or design modification.

4. Retaining walls. The Bridge Unit or District is responsible for checking all aspects of structural (internal) stability and for evaluating external stability with respect to overturning, sliding (at the base of the wall) and bearing failure. The Geotechnical Section is responsible for furnishing the data inputs necessary for the external stability checks and for evaluating overall or global stability included slopes for which the proposed wall may be a component.

5. Bridges. The Bridge Unit will design the foundation units in almost all cases but may ask for design assistance in certain instances. It is the geotech's responsibility to furnish data inputs of the type and quantity required to design those foundation types which are technically and economically feasible at each site. This infers that the geotech must have the capability and knowledge, and must have developed the information necessary to design the foundation if requested to do so. Keep in mind that a foundation cannot be designed in isolation. You can design an individual pile or footing but you must also know column and bent loads, group or cluster effects, embankment "drag loads", etc. and understand the interactions of the resulting stresses.

6. Allowable Bearing. "Allowable bearing" is not an intrinsic soil property but rather is a value based upon intrinsic soil properties as influenced by a specific arrangement of specific types, dimensions, and loadings of foundation units and the resulting distributions of stresses. It is not to be confused with "presumptive bearing values" or any specific measure of soil strength. While in most instances the distinction may seem academic, it can be a critical distinction. Examples: (1) A single square footing will have a different "allowable bearing" than a strip footing or a rectangular footing and that of either type may be adversely affected by the proximity of another bearing unit. (2) Similarly, the capacity of a single friction pile or a single earth anchor may be reduced by the proximity of similar units. In any case, "allowable bearing" is influenced not only by the factor of safety against failure (the usual criterion) but also by considerations of allowable deformations in the structure. The underlying reason why higher factors of safety against bearing failure are utilized than for other failure modes is to limit deformation. Keeping unit loads near the unconfined compressive strength (not in excess of about 1.2 Qu) keeps loads at or below the preconsolidation value of the soil.

321.2.3.5 Practical Considerations

1. "Proofing" of Foundations. This touches on how foundations are actually built. If point bearing piles are used, the adequacy of the rock supporting the tip is "proofed" in excess of in-service loads by the dynamic stresses associated with driving the pile so there is relatively little cause for concern about the possibility of a void or cavern beneath the pile tip. This affects the conduct of the foundation investigation. A core may be irrelevant and it may be sufficient to rock bit five feet or so into rock in a couple holes and simply auger to rock (augering deep enough to be sure it's not a boulder) in the rest of the borings - even omitting many holes if rock is deep and of relatively constant elevation. Footings and drilled shafts on the other hand are loaded statically as the bridge is built. "Proofing" must be done by borings, either during the foundation investigation or as a construction requirement after the excavation is completed and prior to placing steel or pouring concrete. Drilled shafts often have very high unit loads so cores and even compression tests of the recovered core may be important, especially with weaker rock types. In hard rock, both cored and rock-bitted holes should be advanced to a significant depth below probable tip elevation to detect possible cavities or soft zones. Of course, if the exact location of the drilled shaft is unknown, only a few deep borings may be sufficient for preliminary design providing the contract is structured to require confirmation borings at each shaft location during construction.

2. Construction Problems. In most cases, investigative techniques are clear cut and the scope of the investigation may be less detailed when only one type of foundation is feasible. However, the scope of investigation should be influenced by considerations of the possible consequences of a change in foundation type during construction. If spread footings on rock are anticipated but no rock is found at one column, then a pile driver must be brought in. If there is no bid item for that type of work, then the price must be negotiated. The contractor will likely ask for an additional working day and claim severe impact costs, etc. For these reasons, more thorough work (at least in numbers of borings) are needed where spread footings are anticipated than for most other foundation types. Of course, being shallow, the borings should be completed more quickly. The reverse circumstance is less critical. If piles are planned and a suitable bearing stratum for footings is found on one bent, it is a simple matter to form and pour the footing while under running the piles at that location. This also has implications with respect to the scope of the foundation investigation. There is often little risk in omitting holes when piles are the logical foundation type and subsurface conditions appear uniform.

3. Footings on Hard Rock. For most simple structures, spread footings on hard rock will be of some practical minimum size so that unit loads will usually be 10 tsf or less and almost never in excess of 20 tsf. This is one reason why strength tests on hard rock are usually rather pointless and judgments on hard rock allowable bearing capacities are subjective, sometimes involving building code tables, RQD, and other empirical means. Keep in mind that the discontinuities of rock (bedding planes, joints, etc.) and, in particular, any loss while coring represent the real bearing limitations of that rock. You must rely on the driller's judgment as to why you didn't recover core. If the drill stem dropped quickly with little or no resistance, you have a void, a clay seam, or other soft material. Footings on soft rocks such as clay shales, claystones and even some sandstones and siltstones are another matter. Here the normal allowable bearings may be within a much lower range, requiring substantial enlargement of footings. In such cases, fairly detailed test data (SPT, Qu, and even pocket penetrometer data) may be needed to make judgments about allowable footing loads.

321.2.3.6 Philosophy

Philosophy may seem out of place in a technical guideline. Call it our "organizational culture" if you want to be more in vogue.

1. THE BORING LOG IS SUPPOSED TO FURNISH USABLE FOUNDATION ENGINEERING INFORMATION. Any geologic, pedologic, or mechanistic factors influencing or contributing to the desired information are of importance. However, it is difficult to visualize what interest a bridge designer might have in a description such as: "A dark gray to black stratum of Willow Pond shale, fissile, containing lingulas, conodonts and various species of brachiopods." Similarly, describing a soil as "dark blue, moist, alluvial Tippecanoe montmorillonitic clay, mottled rusty red, derived from podsolic soil group" is mostly gobbledygook as far as a bridge designer is concerned. Emphasis should be concentrated on such engineering information as will be of value to the designer, regardless of the geotech's interest in micro- or macrofossils, fine distinctions in color shades, etc. For proper perspective, it should be kept in mind that the final aim is to build a bridge.

2. How much information is enough? Answering this question involves a number of considerations. You must keep in mind the logistical overhead in getting you to the job. Property owners and utilities have been cleared; a survey party has staked the job; equipment has been scheduled and travel time committed to and from the job. Obviously you should take time to do it right. The geotech is the one individual on the job with the knowledge and responsibility to ensure the job is complete. It's important that you accept ownership of the investigation as a personal responsibility to satisfy the department's and your own objectives in performing the work.

321.2.4 Technical Guidelines for Geotechnical Investigations

321.2.4.1 Bridges

1. Deep Foundations (Piling)

a. One Penetration hole per two bents. Example 4 bent bridge - 2 penetration holes.
b. Begin at the surface and run penetration tests every 5 ft. until 30 continuous feet of 20 blow count or better of bearing strata is encountered. After bearing is achieved, continue penetration tests at 10 ft. intervals until rock is encountered or boring is advanced to 100 feet. Core or rock bit 5 ft. of rock or shale. (Should adequate bearing be at a deep depth, it may be cheaper to use point bearing piling placed on rock. This is why we need at least 1 boring to establish rock elevation).
c. If shale is encountered and adequate bearing is not achieved in the overburden, run S.P.T. on top of shale, core 5 ft., run S.P.T., core 5 feet and run S.P.T. (This method of shale penetration and core can be modified if the engineer/geologist retrieves an adequate shale sample to run a Qu test. If a good sample of shale is retrieved, eliminate the penetrations at the middle and end of the core runs.)
d. If rock is encountered and adequate bearing is not achieved in the overburden, core10 feet of rock.
e. Augering
i. Northern Missouri or Bootheel - Take boring at least to 100 ft. if bedrock is not encountered. Other auger borings should be taken down to the depth where bearing is achieved as determined by the S.P.T. (Should adequate bearing be at a deep depth, it may be cheaper to use point bearing piling placed on rock. This is why we need at least 1 boring to establish rock elevation.)
ii. Central Missouri -- Normally make borings to bedrock and make pattern holes if the top of rock is uneven (more than 5 feet difference in rock elevation within one bent), especially for spread footings.
iii. Bootheel -- Auger some bents at least 20 feet below where bearing was achieved based on S.P.T. Check for any possible soft layers that may exist below bearing strata.
iv. P.A.W.T. - Pushed Auger Without Turning - describes a soft condition and should be noted on any log where this is done.
f. When eliminating bents due to bents falling within the waterway, make sure to penetrate until n values of greater than 20 are found for 25 or 30 consecutive feet below the elevation of the stream bed.
g. Samples
i. Atterberg samples of final grade surficial materials are required for geotextile recommendations on stream crossings. One sample on each side of the stream or river is adequate.
ii. Bridges located in seismic zones require earthquake sampling (see Earthquake Sampling, Page 22).

2. Shallow Foundations

a. Spread footings on some or all of the intermediate bents will normally be used if the top of rock is no more than 12 ft. below finished grade. Therefore, at least 10 ft. of good core (RQD 75 or higher) should be acquired on the intermediate bents. It is important to make borings on all bents where this condition exists. Piling is normally used on the end bents except where the bridge end is positioned on a rock bluff.
b. When eliminating intermediate bents in waterways where rock is within 5 ft. of stream bottom elevation, 15 ft. of core below stream bottom elevation is needed. On major rivers, borings will normally be based on the type of footings that are planned (drilled shafts or spread footings). Always run S.P.T. in the overburden to aid contractor in driving coffer dams or drilling for shafts.
c. Samples
i. Atterberg samples of final grade surficial materials are required for geotextile recommendations on stream crossings. One sample on each side of the stream or river is adequate.
ii. Bridges located in seismic zones require earthquake sampling (see Earthquake Sampling, Page 22).

3. Drilled Shafts (excluding major river and lake crossings)

a. Minimum of one core hole per bent for small structures and for larger structures in uniform geology. One core hole per column for larger structures in non-uniform geology.
b. Minimum of 25 ft. of core in rock and 30 ft. in shale.
i. Ex: For end bearing on rock and a 6' shaft. The top 5' of rock is not counted. 5' rock socket. For end bearing you need to go 2 X diameter below the rock socket, 12'. 5+5+12=22' say 25'.
c. Need Qu's for design of the rock socket.

4. Drilled Shafts/River Borings ( major river and lake crossings)

a. Minimum of one core hole per column except for drilled shaft groups where 5 core holes per bent will be required.
b. Minimum of 40' of core in rock and 50' in shale.
c. Need Qu's for design of the rock socket.

321.2.4.2 Walls

1. MSE (Mechanically Stabilized Earth)

a. Sample about every 200' with shelby tubes. Two sample holes per wall minimum. Try to sample where the wall is the highest.
b. Take undisturbed soil samples to at least 10 ft. below footing elevation for Qu, Direct Shear, and Atterberg limits. Need to find internal angle of friction for retained and foundation material. If retained material is fill, get internal angle of friction from soil survey. If sand is encountered, take samples for gradations and atterberg limits as appropriate (seismic).
c. If soil is too rocky to use shelby tube, penetrate every 2 1/2' at least 10 feet below footing elevation. Take Atterberg samples, moisture samples, and pocket penetrometer readings.
d. If foundation material is too soft to use shelby tubes or osterberg sampler, run S.P.T. at 2.5 ft. intervals for at least 10 ft. below footing elevation. If still soft, go to 5 ft. increment. May use cantilever wall on piling. Rock bit or core at least 5 ft. of good rock or shale.
e. If rock is encountered above footing elevation or before you sample 10' below bottom of wall, core a minimum of 5 ft. below bottom of wall for MSE wall and 10' minimum below bottom of wall for cantilever wall.
f. Auger holes are usually laid out about every 25'. If you are in uniform soil and rock is more than 5 ft. below the footing elevation, you can skip every other hole. Auger about 10' below bottom of wall or a little deeper if you suspect rock is close.

2. Cantilever Walls or Spread Footings

a. Do similar to MSE wall except if rock is near footing elevation and wall may be set on rock, take 10 ft. of core (depending on wall height, 5' of good rock may be adequate) and if shale, run Qu's.

3. Sound Walls

a. Use S.P.T. and 3" shelby tubes to sample a hole about every 200 ft. of wall length.
b. Push 3" shelby tube 2.5 feet followed by the split spoon sampler.
c. Run S.P.T. and shelby tube on the first 5 ft. interval below bottom of wall. Take Qus (for determination of allowable bearing), Atterberg samples, moisture samples, pocket penetrometer readings and torvane readings.
d. Continue to run S.P.T. at 2.5 intervals for at least 20 ft. below bottom of wall. Take Atterberg samples, moisture samples, and pocket penetrometer readings.
e. Amount of Rock Core.
i. If rock is encountered within 5 to 10' below bottom of wall, core 5'.
ii. If rock is less than 5' from bottom of wall, core 10'.
f. Augering
i. Locations same as MSE walls.
ii. Auger 25' below bottom of wall.

321.2.4.3 Box Culverts

1. Investigations for Using Rock as the Floor of the Culvert

a. If rock is encountered deeper than 5' below flow line, drill enough holes to makesure rock does not come up to within 5 feet of flow line.
b. If rock is encountered within 5 feet of the flow line, core a minimum of 2 holes per culvert. Usually one core hole on each side of the road. Core a minimum of 10'.
c. If rock is encountered within 5 feet of the flow line, auger every 10' for each wall in the box culvert (i.e., double box: 3 walls; single box: 2 walls, etc.)

2. Culverts with Compressible Foundations

a. Usually one boring on each side of the stream crossing is adequate. The boring locations should be close to the stream and under the highest part of the proposed fill.
b. Sampling should be continuous shelby tubes unless material is too soft, then the Osterberg sampler should be used.
c. Samples required are 3" for consolidation tests and unconfined compression. Either 3" or 5" for Direct Shear and soil samples for Atterberg test. moistures, pocket penetrometer, and Torvane should also be obtained.

321.2.4.4 Light Towers

1. Use S.P.T. and 3" shelby tubes to sample one hole per tower.

2. Push 3" shelby tube 2.5 ft. followed by the split spoon.

3. Clean out to the next 5' interval and repeat the procedure.

4. Alternate S.P.T.s and 3" shelby tubes for at least 30' below finished ground line. Take Qus (undrained shear strength), Atterberg samples, moisture samples, pocket penetrometer readings, and torvane readings.

5. In either cohesive or cohesionless soil, perform SPT test at 35’ and 40’ to complete the boring. Take Atterberg samples, moisture samples, and pocket penetrometer readings.

6. If the soil is too rocky to use the Shelby tube, split spoon on 2.5 ft. intervals to achieve a depth of 30' below finished ground line and then penetrate again at 35’ and 40’ to complete the boring.

7. Amount of Rock Core.

a. If rock is encountered within 20' of finished ground line, core 10'. b. If rock is more than 20' from finished ground line, core 5'.
b. If rock is more than 20' from finished ground line, core 5'.

Tower borings will need to be reported on a bridge log for spt’s and core log and a summary sheet for p-y parameters and electro-chemical parameters.

Cohesionless soil (Sand)

1. Friction Angle from Bowles 1977 using corrected Blow Count (N1)60
(N1)60 = CnN60
(N1)60 = N60 corrected for effective Overburden Pressure
Cn = correction factor for Overburden Pressure
(Peck et. al.1974)
2. Relative density from either DM 7.1-87 or FHWA/RD-86/102. DM 7.1 probably a better value because it accounts for effective overburden pressure.

Cohesive soils

1. Undrained Shear Strength- USS or C from Bowles 1977 using uncorrected blow count N60, preferably Qu/2.
2. Friction Angle from correlation of PI to angle of internal friction minus one standard deviation as published in Navdocks DM-7.

P-Y Curve Parameters

1. K(f) = slope (variation) of linear subgrade modulus. From EPG 751.9 LFD Seismic Design or “Soil Properties (Lpile & Com624P)”
2. K(f)cyclic = for cyclic loading
3. E50 = strain at 50 % of the maximum difference in principal stresses, unitless, from Qu test and EPG 751.9 LFD Seismic Design or “Soil Properties (Lpile & Com624P)”

Electro Chemical Parameters

Resistivity is a function of the chloride ion and sulfate ion content and most of the time we will not run this test. To run the test we need about half a materials sack and the sample is entered into site manager.

321.2.5 Special Foundation Investigations

Slide Investigations

1. Photograph slide and improvements effected by the movement such as culverts, bridge ends, utility poles, guard rail, pavement, fences, etc. Also, a good set of field notes should be kept. All written matter should be appropriately dated and identified.

2. Survey entire area, leave no stone unturned (walk out area).

3. Make notations concerning seepage, type of vegetation, etc. Locate seepage on sketches of plan and profile of slide.

4. Identify slide by station limits. If station numbers are not available, reference slide, soundings, and other pertinent information to the nearest crossroad drainage structure or bridge end. One of the 4 compass points can be used to describe the offsets. Final plans can then be acquired and station numbers assigned to the various field notes. Field notes should include what the offsets are referenced to such as CL lane, CL median, edge of pavement, baseline, etc.

5. Drainage structures should be inspected to determine if slide is deep seated and if structure replacement is necessary. (Measure distance from end of structure to major cracks or to any open joints.)

6. Note leaning fences, trees, and power poles. Note the direction they lean. Rows of steel fence posts may be placed on the slope or slide area to detect further movements.

7. Besides cross sectioning the slide area, at least one cross section should be taken at each end of the slide on the undisturbed slope. The spacing and number of sections taken in the slide area should be determined by the length and uniformity of slope and slide. Sections should extend out far enough to implement possible repairs.

8. Power auger soundings should supply the following information:

a. Depth of disturbed material, especially for shallow slides. (Deep seated slides may require sampling as well as auger soundings to determine depth of slide.) Enough points should be drilled on the cross section to determine the location of the slide plane with reasonable accuracy. The location of the slide plane may be determined by pushing the auger. The scarp(s) of the slide should be plotted on the cross section as well as the sounding information to determine if a logical slide plane can be drawn. Additional soundings can be made at this time if necessary.
b. The texture, color, and consistency of all materials should be logged. (The term "till" should be used in the log where appropriate along with the texture and consistency.)
c. Water table reading should be taken after the hole has been drilled and again the following day, if possible. (For fill slides, water tables should be established on the shoulder, slide, and toe of slide. For backslope slides, water tables should be established back of the cut and on the slide.) It is suggested that 4 inch holes be drilled to establish water tables. Perforated galvanized down spout can be used to hold holes open.
d. Artesian pressures should be determined where applicable. Well points should be placed in those zones suspected of carrying water. These can be made cheaply by sawing slots in PVC pipe and setting the slotted end section in a sand chamber sealed with bentonite.

9. Undisturbed samples should be taken for the following tests for all slides:

a. TV and P.P.
b. Direct Shear
c. Atterberg Limits
d. Moisture

10. Water tables should also be recorded for core drill holes. Make a notation if bentonite is used and record dates and times of readings and the date the hole was drilled.

11. Make notes pertinent to possible corrective measures. Some items to be considered are as follows:

a. Will possible repairs change drainage patterns or should drainage be changed to protect repaired slide area. Will alterations cause damage to private property.
b. Can adequate materials be obtained nearby to repair the slide. (Can suitable soil be acquired from adjacent backslopes for slope flattening.)
c. Where can disturbed material be wasted.
d. If additional right of way is needed, what type of property will be involved.

12. Procedure for investigating a fill slide on an active construction site may be somewhat different especially if the type of slide (fill failure or foundation failure) cannot be determined by visual observation.

a. Sample through fill and determine elevation of natural ground and compare it with original ground line shown on plans or ground line outside construction limits.
b. Sample fill and foundation to determine the preconsolidation pressures as well as those tests listed under item number 9. (If foundation soil is over consolidated then failure is probably confined to fill.)
c. Set hubs near toe of fill and on the distressed fill and record the offsets and the elevations. (If hubs on fill move independent of hubs at toe of fill, this may indicate fill failure. Should all hubs move, this may indicate foundation failure.)

13. Inclinometers may be installed to determine the depth of the failure surface and rate of slide movement.

a. Inclinometers are typically installed on larger slides or on slides that are not of immediate concern and allow time for monitoring of the slide movement. Inclinometers may also be installed on active construction jobs if potential slope failure is of concern.
b. Inclinometers should be installed in the slide mass and should extend a minimum of 15 feet below the anticipated failure surface.
c. Inclinometers should be installed in a hole backfilled with grout although sand backfill is acceptable. The sand backfill is not as sensitive to movements as the grout. 17

321.2.6 Undisturbed Sampling Techniques

321.2.6.1 Introduction

Undisturbed Sampling refers to obtaining soil samples using either shelby tubes or the osterberg. We take continuous smaples and all usable samples should be wrapped and transported to the lab. The general procedure for the Failings and CME is to push a 5" shelby followed by a 3" shelby. The hole is then cleaned out and the process is repeated. Under no circumstances should continuous 3" shelby's be used since this leads to sample disturbance. If the soil becomes too rocky to use the shelby tube, disturbed samples may be obtained by using the SPT-Spoon. The Simco Versa Drill can only push 3" shelby tubes. No more than 2 tubes should be pushed before you require the driller to clean out. In swelling or caving soils it may be necessary to clean out after every push. In soft to medium stiff soils, pocket penetrometer 0.5 or less, it will be necessary to use a piston sampler such as the Osterberg sampler.

321.2.6.2 Pocket Penetrometer

1. Firm, SLOW, constant push.

2. Take more than one (1) reading on a sample (average values).

3. The pocket penetrometer is a useful tool but has definite limitations. It was calibrated by the manufacturer against unconfined compression tests made on "silty clays and clayey soils." Correlation of penetrometer values against unconfined tests of Missouri soils show marked disagreement, with penetrometer values almost always exceeding unconfined values (this is believed, to a large extent, to be due to the effect of structure often found in Missouri soils). As the clay content increases, however, the correlation improves. For certain soil types and particularly in certain areas, more definite correlations are possible and may be of value. Obviously, penetrometer values in non-cohesive soils are meaningless and should not be recorded.

4. Pocket penetrations should be made on each cut surface throughout a sample and the range in readings indicated on the sampling log. Averages of several readings on a surface are preferable to just one.

5. Bear in mind that the pocket penetrometer is at best a crude instrument. Dirt about the plunger or the spring may influence readings. Springs get old. Checks indicate that various penetrometers deviate by a quarter ton or more in indicated values under the same load.

6. For Missouri soil the Pc values are generally equal to the pocket penetrometer value in KSF + 1 KSF. Ex. (Pocket Penetrometer reading is 1 tsf, the Pc = 1 tsf + 1 ksf = 3ksf). This can be a guide in setting up consolidation tests. If the calculated P2 value at a certain depth under a proposed fill is, say 2.5 KSF, and the soil at that depth has a pocket penetrometer reading of 3.0 TSF, or 6.0 KSF, then that soil is obviously preconsolidated beyond the anticipated P2 loading and a consolidation test would probably be a waste of money and time. Of course, if in doubt, make the test.

321.2.6.3 Field Moistures

1. Field moisture samples should be taken immediately from undisturbed samples and sealed in tared moisture cans with tape. Excess moistures as is found about the wetted circumference of most samples should be trimmed away and the moisture sample should be taken from the interior of the sample. Moisture samples of saturated granular materials are of very little value as the moisture content will change with densification or loosening during sampling, extruding, and handling, as well as by draining freely in the case of sands. Moisture samples of a borderline material such as silt should be taken carefully to avoid disturbed zones.

2. A moisture sample should be taken for each soil type encountered, or for marked changes in consistency within a soil type. Indicate on the sampling log the stratum or depth represented by the moisture can.

3. Volume of sample -- fill container nearly full.

4. Do not allow wax to get on the cans!!!

5. Do not allow them to get dirty!!!

6. Make sure electrical tape is stretched on can to ensure a good seal.

321.2.6.4 Torvane

1. Must be taken on flat surface.

2. Fingers must not interfere with free rotation of measurement dial.

3. SLOW, constant rate of shear.

321.2.6.5 Sample Length

1. 5" samples -- Trim to fit fully within carton

2. 3" samples -- Trim to be 6" for good Qu test (Qu sample length should be at least 2 x Diameter) and for Direct Shear and Consolidation tests. If a 6 in. sample is unattainable, bring what you can but note on logs short sample.

3. Qu samples should be taken where a bearing value is needed, (i.e. - footing elevation is at 460 feet. The interval that bearing is needed is from 460 ft. to 450 feet. Therefore, a Qu sample should be taken in every 3" push throughout the 10 foot interval. This is the minimum. If soil varies a great deal, more Qu samples should be taken.)

321.2.6.6 3" and 5" Samples

1. Why the difference?

a. Whenever possible use 5" samples for Direct Shear.
b. Use 3" samples for Qu and Consolidation tests.

321.2.6.7 Tube Push Length

1. 2 1/2' Push/1 1/2' Recovery -- Go to 1 1/2' Push.

2. 2 1/2' Push/2' Recovery -- Go to 2' Push.

3. 2 1/2' Push/1' Recovery -- Go to 1' Push.

4. Use Osterberg sampler for (both cohesive and noncohesive) soft and wet samples where shelby tubes are not working.

5. Return to longer pushes at your discretion or when full recoveries are obtained.

321.2.6.8 Sample Wrapping

1. Fold tin foil over on the sides (butcher's wrap).

2. Fold over tin foil on the ends of sample.

3. Shale sample wrapping.

a. Take at least a 5" sample (2 x D)
b. Wrap sample in saran wrap
c. Wrap sample in tin foil
d. Write sample number on tin foil lengthwise
e. Dip sample in wax to seal sample entirely
f. Make sure both ends are sealed
g. Put sample in marked carton but do not wax it into place (personal choice or optional)

321.2.6.9 Handling Samples

1. Do not press hard enough to imprint sample.

2. Ease sample into waxed carton.

321.2.6.10 Waxing Samples

1. Wait till wax has cooled to the point where it appears milky.

2. Pour wax into empty carton (use best judgment as to how much to put in carton).

3. Set sample gently into carton.

4. Pour wax on sample to seal sides and top.

5. Put lid on carton.

6. Dip top of carton into wax to seal lid to carton.

7. Problems.

a. Wax temperature too hot causing wax to stick to sample and causing drying of outer sample (scalding).
b. Samples should be waxed as soon as possible (on-site) even when moving around a great deal (i.e. - shallow holes and SHRP project).

321.2.6.11 Storing Samples

1. Make sure samples do not freeze or get too hot. (If >90 degrees F outside temperature, higher temperature in vehicles could cause sample to dry out rapidly.)

2. Samples should be stored in an upright position.

3. Samples should not be allowed to bounce around.

4. Never put anything on top of samples which might damage samples.

321.2.6.12 Atterberg Limits Classification Samples

1. May be taken from disturbed samples (auger cuttings, split spoon sampler, and giddings tube) or undisturbed samples (shelby tube samples).

2. Volume of sample: About 800 grams or fill bottom of bag about 2 inches.

3. Too little of a sample does not give the lab enough to run tests.

4. Too much of a sample is cumbersome to store and requires additional time to break sample down.

5. Do not store Atterberg Limits sample bags in material sacks.

321.2.6.13 ASTM Visual Classification (D2488)

1. Loess - Loess is a wind blown deposit typically consisting of silt or lean clay. Loess is to be used as a side note in parenthesis after the field person has logged the material in terms of its makeup.

2. Glacial Till - Over used term that does not describe what the material is comprised of. Glacial till is a "lean to fat clay with rounded gravel." Glacial till is to be used as a side note in parenthesis after the field person has logged the material in terms of its makeup.

3. Sand - Describe in terms of grain size (fine, medium, coarse) and describe whether it is loose, dense, etc...

4. Silt - No more silty clays unless it really is one (this determination will be very hard to make in the field). Silt is basically a material that individual particles can be seen by the naked eye but are smaller than a fine sand.

5. Lean Clay - Replaced silty clay in field descriptions for the most part. By rolling in fingers, material has only minimum of cohesion. Does not create a shiny surface or feel slick.

6. Fat Clay - By rolling in fingers, individual grains cannot be felt, material feels sticky or very cohesive, feels slick and creates a shiny surface.

321.2.6.14 Log Samples in Log Book in the Office.

321.2.6.15 Mark sample sheets for required test and turn in a copy of this sheet and a lab assignment sheet to the lab. The original sample sheet should be returned to the work file, and to avoid confusion it is important that it show what tests the lab is running.

1. Walls require a minimum of one shear for the retained insitu material and one for the foundation material. One or two Qu's should be run on the foundation material. Five inch samples are preferred for shears although 3" will work. Qu's must be 3" samples.

2. Slides require a minimum of 1 shear per layer.

3. Compressible foundations require one consolidation per layer, a 3" sample is preferred although a 5" will work.

321.2.6.15 Assign samples for lab testing immediately and do not let samples back up.

321.2.7 Field Logs for Undisturbed Sampling

321.2.7.1 Log Sheets

1. Completely fill out log header. (County, Route, Station, Project No., Bridge No., Hole No., Logged By, Date, Type of Drill, Surface Elevation, Water Table Depth, etc.)

2. Logs should be completed in the field. Re-copying should be avoided unless the field log is soiled or illegible.

3. Draw site sketch on sample jobs include north arrow, ponds, springs, seepage, scour, utilities, fences, guardrails, and right of way markers. Right of way markers are particularly useful since they will usually show up on the plans.

321.2.7.2 Locations

1. Usually it is preferred that either a core hole or sample hole not be offset.

2. If a boring is offset, make sure you list the original station and elevation, as well as the new station and elevation and give reason for offset.

3. The location of the sample hole should be determined in the field with the greatest accuracy possible under the circumstances. Cloth tapes, prisms, and pacing may provide accuracy adequate for most purposes. If greater accuracy is required, arrange for a survey party if you do not have the time or equipment to do the job yourself.

4. In certain situations use of hole numbers keyed to a plan or even to aerial photos may be adequate. However, make certain that the index is available to all users of boring information, adequately labeled, and properly filed or located.

5. If you are drilling on a slide or environmental job that has not been staked yet, reference borings to bridge ends, cross road culverts, or some other substantial structure that should show up on the plans. Guardrail is not a good choice, however it should be noted.

6. The space on the sampling log for "General Location" should be used for a descriptive location of the sample hole, as for example, "On C/L south of south bank of Moreau River on Henry L. Morgan farm."

321.2.7.3 Elevations

1. A surface elevation should be determined whenever possible. If it is an approximate elevation determined by hand leveling or from contours, note the elevations in terms consistent with the degree of accuracy inherent in the method used. An elevation such as 403.2' indicates accuracy to 0.1' which is not ordinarily obtainable except without an instrument and a reliable benchmark.

2. Hand leveling, properly done, can provide surprisingly good accuracy over short distances. The instruments do get out of adjustment with mishandling and should be checked periodically. Use of a staff and backsighting can minimize error even with a hand level not in proper adjustment.

321.2.7.4 Water Table Checking

1. Water table observations should always be made. They are worth some time and trouble including extra trips back to the job site after completion of the hole. And, once noted, record them. The information may not be used for several weeks or longer by which time your memory may be fuzzy.

a. Reading should be taken 1 to 2 minimum per structure.

2. The rate of change of observed readings may be of value in determining if a sand layer is providing drainage. The water level depth and depth of open hole should both be recorded two or more times to make certain that equilibrium has been reached. A convenient expression is in the form of 12.0'/24.3'/6 hours which notes the depth to water, depth to bottom, and time interval since drilled.

3. How to take readings.

a. If the hole is losing water, the water table may be taken shortly after the hole is completed. For borings in clayey soils it may be necessary to take readings over a period of time until the water level stabilizes.
b. Keep in mind that the water level in holes where drilling mud is used may not stabilize for several days or longer. It is permissible to use a nearby auger hole for water level information but note its location and elevation.

4. When and how to set well points.

a. Usually well points are set on special foundation investigations-slides. Slotted pvc pipe wrapped in geotextile is used as the well screen. The pipe is placed in the hole and about 5' of sand is poured in the hole completely covering the slotted pipe. Next, bentonite in the form of pellets or granules is placed above the sand to seal the hole. Usually borings for well points should just be advanced say 5' below the water table.

5. CRITICAL FOR STABILITY ANALYSIS!

a. Water is usually the cause of most slides.
b. It is almost impossible to do settlement analysis without water tables.

6. If no water table is found, record time of observation and depth of the open hole.

7. Holes frequently collapse to, or slightly above, the natural ground water level. This is particularly true of sands. In the absence of better information, record the depth to the collapse and note the apparent degree of wetness of soil adhering to the tape weight.

8. The degree of saturation of soil sample should also be noted in the description. This, in addition to the consistency as indicated by the pocket penetrometer, and the color change can serve to approximately locate the water table.

9. Seeps, springs, ponds, and any drainage feature which may influence local ground water levels should be noted and sketched on the back of the sample sheet.

321.2.7.5 Description and Notes

1. Descriptions and Notes on the sampling log should be as detailed as possible. This contrasts with bridge sounding logs where a brief, concise description generally adds to usability. This completeness of description should extend not only to the soil description, but to the drilling operation as well.

2. Note recovery on samples, difficulty in keeping the hole open, water loss, mud use, casing used, difficulty penetrating boulders, types of bits used, etc. All of this detail can be important - in future drilling operations, in predicting difficulty of drilling caissons or driving piling, as well as in estimating foundation consolidation and stability problems. 23

321.2.7.6 Question Marks on Logs are Unacceptable

If you must use a question mark or are uncertain as to what you need to do - write down every possible bit of information, state reasons for uncertainty, and in some cases make a phone call. The reason for this section is that logs are coming to the office with question marks and no explanation. If the field personnel can't figure out what they have, how is the office supposed to?

321.2.7.7 Note anything that would affect the constructability of the proposed structure

Note old bridge piers, rock dikes, wells, cisterns, springs, underground storage tanks, old landfills, and abandoned gas stations. Note location of obstacles. Make an attempt to sound wells and cisterns. Underground storage tanks and gas stations should be referred to the Environmental Section of Design.

321.2.8 Diaries

Introduction

Diaries will be required for both field and office work.

Format The following format is suggested:

Sample Log

Diaries should have sample log in back of diary.

1. Format

The following format will be used:

321.2.9 Earthquake Sampling

321.2.9.1 Introduction

The bridge unit has pretty much drawn a line right down Route 141 with everything to the east of 141 and including 141 requiring earthquake samples. We need 1 to 2 holes per structure.

321.2.9.2 Sampling Procedure

3" Sample, 2.5'
Split Spoon, 1.5'
Clean Out to 5' Soil
3" Sample, 2.5'
Split Spoon, 1.5'
Clean Out to 10'
3" Sample, 2.5'
Split Spoon, 2.5'
Clean Out to 15'

The above sampling procedure to a minimum of 50 feet. If the soil becomes too hard for undisturbed sampling or sand is encountered, continue penetrating every 5' to a minimum depth of 50 feet. The depth should be increased if loose sands or soft cohesive soils are encountered. Samples should be taken form the penetrations. Water tables are important. This sample hole may also count as a bridge boring since you are penetrating.

321.2.9.3 Samples Needed

Sieve Test
Sieve Test

1. One Qu- one per layer.

Soil (typically 3" diameter and 8" minimum length).
Rock (typically 2" diameter and 5" minimum length).

2. Moistures-one per layer, may be taken from split spoon (minimum 100g).

3. Atterberg limits-one per layer, may be taken from split spoon (minimum of about 500g).

4. Direct Shears-one per layer (typically 3" to 5" diameter and 6" minimum length).

5. Gradations-one per layer for silts, sandy, and gravelly soils. Additional samples are necessary if the stiffness in the case of silts or density in the case of sandy soils changes. Sieves commonly used are 3/4",3/8",No.4,No.10,No.16, No. 40, No. 50, No. 100, and No. 200. (Normally a 1000 grams is required, but since the normal procedure is to obtain samples with a split spoon, 400g is acceptable.)

321.2.9.4 Reporting

1. You may use regular bridge logs if you are not concerned with liquefaction.

a. Report Poisson's ratio in cover letter as published in FHWA/RD-86/102 Seismic Design of Highway Bridge Foundations.
i. 0.45 for CL, CH, and ML
ii. 0.35 for sand
b. Report % Passing the # 200 sieve for English units or 75um (micro meters) for metric.
Ex. Soil Classification Test Data
Depth,m LL PI ASTM Class %Passing #75um
c. Report horizontal acceleration due to gravity as published in the most recent AASHTO Standard Specifications for Highway Bridges. St. Louis is 0.1g. 25

2. If liquefaction is a concern, use earthquake summary sheet form (see Appendix E). Liquefaction is a concern when you have cohesionless soils such as sands and some silts.

a. Dr= Relative Density (see handouts)
b. Undrained Shearing Strength (U.S.S.) kPa
U.S.S. = Qu/2=Torvane
c. Resisting Stress Ratio (R. S. R.)
Found from correlating blowcounts to charts (see handouts)
d. Factor of Safety for Liquefaction (F. S. Liqu)
Fs=Ri/Rf
Ri= Earthquake induced shearing stress ratio (see handouts)
Rf= Resisting Stress Ratio (see handouts again)
e. Vs (m/s) = Shear Velocity
S or shear waves cause shearing deformation in a material during seismic events. Shear waves can be measured directly with a seismic cone penetration test or by crosshole tests. Shear wave velocity can be calculated from the shear modulus G (Vs=Square Root (G/ρ ), ρ=soil density or from correlations to standard penetration tests.
f. Gmax (kpa) = Maximum Shear Modulus
Gmax =ρVs2
Gmax can also be attained from correlations of overburden stress or from standard penetration tests.
g. G (kPa)= Shear Modulus
Shear modulus is used in calculating stiffness values for footings. As the shear strain of the soil increases during seismic events, the shear modulus decreases. Shear modulus is calculated from seismic response analysis programs such as SHAKE91.
h. Es (kPa) = Youngs Modulus of Elasticity Es can be obtained from cone penetration tests and/or flat plate dilatometer tests, or calculated if the shear modulus and Poisson's ratio are known.
Es = 2(1+υ)G
G = shear modulus
υ= Poisson's ratio

321.2.10 Appendix

321.2.10.1 Soil Classification Guide (Cohesive Soil)


Plasticity Chart

ASTM D 2487
ASTM D 2487

321.2.10.2 Soil Classification Guide (Non-cohesive Soil)

321.2.10.3 Rock Classification Guide

Mechanical Sedimentary Rock (Modified after Ref. DM 7.1 1982 and Oregon DOT 1987)
Grain Size CompositionName
Mostly coarse grainsRounded pebbles in medium grained matrix.Conglomerate
Angular coarse rock fragments.Breccia
More than 50% of medium grainsMedium quartz grainsLess than 10% of other mineralsSandstone
Appreciable quantity of clay mineralsArgillaceous sandstone
Appreciable quantity of calciteCalcareous sandstone
Over 25% feldsparArkose
More than 50% fine grain sizeFine to very fine quartz grains with clay minerals, gritty feelSiltstone (if laminated silt shale)
More than 50% fine grain sizeMicroscopic clay minerals and very fine quartz, <10% other mineralsMudstone or claystone(if laminated clay shale)
Chemical Sedimentary Rock
Grain Size CompositionName
MicroscopicCalcite fragments and calcite cement. White or gray or bluish in color. Fizzes strongly with dilute HCL.Limestone
Carbonate almost completely transformedto dolomite. Often yellowish or pinkish in color. Fizzes weakly with dilute HCL.Dolomite
VariableRecrystallized silicaChert

Micaceous - Appreciable mica, Calcareous - Limey appreciable calcite, Carbonaceous - Appreciable carbon material, Siliceous - Appreciable silica, Argillaceous - Appreciable clay minerals

Common Igneous Rock (Ref. Oregon DOT 1987)
Intrusive (Course Grained) Essential MineralsCommon Accessory MineralsExtrusive (Fine Grained)
GraniteK-feldspar, QuartzPlagioclase, mica, amphibole, pyroxeneRhyolite
DioritePlagioclaseMica, amphibole, pyroxeneAndesite
GabbroPlagioclase, PyroxeneAmphiboleBasalt


Bedding Thickness (Modified after Ref. 1997 FHWA Subsurface Inv. Manual)
Very thick beddedGreater than 3' thick (>1m)
Thick bedded1' to 3' thick (0.3 to 1.0m)
Medium bedded4" to 1' thick (0.1 to 0.3m)
Thin bedded1 1/4" to 4" thick (30mm to 100mm)
Very thin bedded1/2" to 1 1/4" thick (10mm to 30mm)
Thickly laminated1/8" to 1/2" thick (3mm to 10mm)
Thinly laminated1/8" or less (paper thin) (<3mm)


Scale of Relative Rock Hardness (Modified after Ref. 1997 FHWA Subsurface Inv. Manual)
TermField IdentificationApproximate Unconfined Compressive Strength, kg/cm2 (tsf)
Extremely SoftCan be indented by thumb nail.2.6 - 10
Very SoftCan be peeled by pocket knife.10 - 50
SoftCan be peeled with difficulty by pocket knife. Small, thin pieces can be broken by finger pressure.50 - 260
Medium HardCan be grooved 2mm (0.05") deep by firm pressure of knife.260 - 520
Moderately HardRequires one hammer blow to fracture.520 - 1040
HardCan be scratched with knife or pick only with difficulty. Hard hammer blows required to detach hand specimens.1040 - 2610
Very HardCannot be scratched by knife or sharp pick. Breaking of specimens requires several hard blows of the pick.>2610


Degree of Weathering (Modified after Ref. AASHTO 1988, DM 7.1 1982, and Oregon DOT 1987)
Slightly WeatheredRock generally fresh, joints stained and discoloration extends into rock up to 25mm (1in.),open joints may contain clay, core rings under hammer impact.
WeatheredRock mass is decomposed 50% or less, significant portions of rock show discoloration and weathering effects, cores cannot be broken by hand or scraped by knife.
Highly WeatheredRock mass is more than 50% decomposed, complete discoloration of rock fabric, core may be extremely broken and gives clunk sound when struck by hammer, may be shaved with a knife.


Grain Size (Typically for Sedimentary Rocks) (Modified after Ref. FHWA 1997 Subsurface Inv. Manual)
Description Diameter (mm)Field Identification
Very Coarse Grained>4.76 -
Coarse Grained 2.0 - 4.76Individual grains can easily be distinguished by eye.
Medium Grained0.42 - 2.0Individual grains can be distinguished by eye.
Fine Grained0.074 - 0.42Individual grains can be distinguished by eye with difficulty.
Very Fine Grained<0.074Individual grains cannot be distinguished by unaided eye.
Voids (Ref. AASHTO 1988)
PitVoids barely seen with the naked eye to 6mm (0.25in.)
VugVoids 6 to 50mm (0.25 to 2in.) in diameter
Cavity50 to 600mm (2 to 24in.) in diameter
Cave>600mm


Rock Quality Description (Ref. AASHTO 1988 AND DM 7.1 1982)
Rock Mass Description RQD
Excellent90 - 100
Good75 - 90
Fair50 - 75
Poor25 - 50
Very PoorLess than 15

321.2.10.3.1 Field Identification System for Rock Classification

Field Identification for Rock Classification
Field Identification for Rock Classification

321.2.10.3.2 Rock Quality Designation

Modified Core Recovery as an Index of Rock Quality (after Deere et al, 1967)

Rock Quality Designation, RQD, is based on a modified core recovery procedure which, in turn, is based indirectly on the number of fractures and amount of softening or alteration in the rock mass as observed in the rock cores from a drill hole. Instead of counting the fractures, an indirect measure is obtained by summing up the total length of core recovered but counting only those pieces of core which are 4 in. long or longer, and which are hard and sound.

If the core is broken by handling or by the drilling process (i.e., the fracture surfaces are fresh irregular breaks rather than natural joint surfaces), the fresh broken pieces are fitted together and counted as one piece, provided that they form the requisite length of 4 inches. Some judgment is necessary in the case of sedimentary rocks and the foliated metamorphic rocks, and the limestones, sandstone, etc. However, the system has been applied successfully even for shales although it was necessary to log the cores immediately upon removing them from the core barrel before air-slaking and cracking began.

An example is given below from a core run of 60 inches. For this particular case the total core recovery was 50 inches, yielding a core recovery of 83%. On the Modified basis, only 34 inches are counted and the RQD is 57%. It has been found that the RQD is a more sensitive and consistent indicator of general rock quality than is the gross core recovery percentage.

The procedure obviously penalizes the rock where recovery is poor. This is appropriate because poor recovery usually depicts poor quality rock. It is not always true, however, because poor drilling equipment and technique can also cause poor recovery. For this reason double-tube core barrels of at least NX-size (2 1/8 in. diameter) are usually specified and proper supervision of the drilling is imperative.

As simple as the procedure appears, it has been found that there is a reasonably good relationship between the numerical values of the RQD and the general quality of the rock for engineering purposes. This relationship is below:

321.2.10.3.3 Core Handling and Labeling

Rock core from geotechnical explorations should be stored in structurally sound core boxes made of wood or corrugated waxed cardboard. Wooden boxes should be provided with hinged lids, with the hinges on the upper side of the box and a latch to secure the lid in a closed position. Waxed cardboard boxes should be protected from the elements and in no instance should they be exposed to rainfall or placed directly upon damp ground.

Cores should be placed in the boxes from left to right, top to bottom. The core should read like a book left to right. When the upper compartment of the box is filled, the next lower compartment (and so on until the box is filled) should be filled, beginning in each case at the left-hand end. The depths of the top and bottom of the core and each noticeable gap in the formation should be marked by a clearly labeled wooden spacer block. Spacers should be placed in the core box to immobilize the core and to keep the core in the correct position. Spacers are necessary due to core loss and when unconfined compression samples are removed from the core. The spacers should be labeled and in the case of core loss the spacer should be placed at the depth of the core loss if known or at the end of the run if not known. Spacers may be wooden blocks, pvc pipe, cardboard tubes, etc. Core box labels and spacers labels should be completed using indelible black marking pens.

Cores should be handled carefully during transfer from barrel to box. Cores should freely come out of the core barrel tube. In the case of shales that tend to swell, it may be necessary to extrude the core from the core barrel. In no case should the core barrel be allowed to be beaten on or thumped against a wooden block. Deliberate breaks of the core are allowed in order to fit the core into the core box.

321.2.10.3.4 Symbols for Rock and Soils

321.2.10.4 Atterburg Limits and Expected Erosion Potential

Suggested Trend of Erosion Characteristics for Fine-Grained Cohesive Soils with Respect to Plasticity  Gibbs and Holts, 1962
Suggested Trend of Erosion Characteristics for Fine-Grained Cohesive Soils with Respect to Plasticity
Gibbs and Holts, 1962


321.2.10.5 Correlations of Strength Characteristics


321.2.10.6 Example Forms

Fig. 321.2.10.6.1, Auger Log
Fig. 321.2.10.6.1, Auger Log


Fig. 321.2.10.6.2, Bridge Log
Fig. 321.2.10.6.2, Bridge Log


Fig. 321.2.10.6.3, Seismic Summary Sheet
Fig. 321.2.10.6.3, Seismic Summary Sheet


Fig. 321.2.10.6.4, Lpile and Driven Summary Sheet
Fig. 321.2.10.6.4, Lpile and Driven Summary Sheet
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